Risk Disclosure

Last updated: July 2026

Risk disclosure and compliance

Trading Involves Risk

Trading stocks, options, and other financial instruments involves significant risk of loss and is not appropriate for all investors. The value of investments can go down as well as up, and you may lose more than you originally invest, especially when trading options.

No Guaranteed Results

Emes Wealth does not guarantee any specific trading outcomes, profits, or returns. Past performance of any alert, strategy, or trade idea does not guarantee future results. All trading involves uncertainty.

Educational Alerts Only

The trading alerts and market commentary provided by Emes Wealth are for educational and informational purposes only. They do not constitute personalized financial advice, investment recommendations, or a solicitation to buy or sell any security.

Member Responsibility

Members are solely responsible for their own trading decisions. Emes Wealth is not a registered investment advisor, broker-dealer, or financial planner. Before making any trading decisions, members should conduct their own research and consult with a licensed financial advisor if needed.

Options Trading Risk

Options trading carries a high level of risk and may not be suitable for all investors. Options can expire worthless, resulting in a total loss of the premium paid. Before trading options, you should read and understand the Characteristics and Risks of Standardized Options.

No Broker Relationship

Emes Wealth does not execute trades on your behalf. We do not have a relationship with any broker-dealer and do not receive compensation for directing you to any brokerage. You are responsible for opening and managing your own brokerage account.

Technology and Brokerage Limitations

Technology or brokerage issues may affect the delivery of alerts and the execution of orders. Delays, outages, or failures in internet connectivity, email systems, brokerage platforms, or market data feeds may prevent alerts from reaching you on time or prevent orders from being executed as intended. Emes Wealth is not responsible for losses resulting from third-party technology or brokerage failures.

Contact

If you have questions about this Risk Disclosure, please contact us at hello@emeswealth.com.

Emes Wealth

An intelligent investing platform built for everyday investors. Personalized strategies, risk management, and simple technology — without becoming a full-time trader.

Email: hello@emeswealth.com

Investment Risk Disclosure: Emes Wealth provides technology-driven investment tools and market commentary. We do not provide personalized financial advice unless separately agreed. Investing involves risk, including the possible loss of principal. No investment strategy works in every market environment, and past or backtested performance does not guarantee future results. Emes Wealth does not take custody of customer investment assets; your assets remain with your brokerage. Strategies are designed to pursue outperformance — not guarantee it.

Emes Wealth is not a registered investment adviser, broker-dealer, or member of FINRA, SIPC, or any similar regulatory body unless and until such status is specifically confirmed. Regulatory information will be provided as it is finalized.

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